Triad Advisors

Innovative, Flexible Advisory Services

As the industry continues its trend toward objective fee-based asset management and advice, the universe of available products and services increases in complexity. Advisors are turning to their broker-dealer partner for guidance and flexible, client-centric solutions. Triad’s ability to help advisors grow their advisory businesses stems from a deep understanding and appreciation for the same side of the table, product-neutral nature of a true advisory relationship with clients. Triad provides a platform of accounts and services to assist at every stage of your firm’s fee-based evolution. From transition into the fee world, to asset growth, to wealth management, to succession planning, The Advisory Services team acts as a consultant in developing and managing fee-based business.

Once again recognized in Investment Advisor Magazine* as the country’s number one RIA-friendly independent broker-dealer, Triad understands the importance of independence. Advisors are offered a choice to become a member of Triad’s corporate Registered Investment Advisory (RIA) entity or to maintain or establish their own RIA firm. If you choose to establish your own RIA, we offer insight, best practices and introductions to third-party consulting firms that assist in the registration process as well as ongoing compliance support. In either case, our platform provides unique account structures, products and tools to meet each of your client’s needs.

Advisory Services helps improve the quality of your practice and your enjoyment of your business. This is one of the primary reasons that advisors affiliated with Triad have significantly higher percentages of fee-based assets under management as compared to the industry average. It’s also part of the reason so many advisors choose our services over those of “discount” custodial firms.

To view our Advisory Services brochure, click here.