Easing Your Transition Process
While the transition period is often a time of challenge and uncertainty, it also represents a unique, perhaps once-in-a-career opportunity to reposition your business for newfound growth. We believe that guiding you and your staff efficiently through your transition period, while properly setting and managing expectations, is an integral part in transferring your business as quickly and as efficiently as possible.
From day one, a Triad transition specialist will be assigned to serve as your main point of contact throughout the entire transition process. They will be there to direct you to the key individuals within our firm, follow up on any outstanding items, and guide you in completing the various forms required to transfer your accounts.
Our experienced transition team will help you establish a reasonable time frame for conversion while mapping out the critical steps required to transition on your scheduled date. Some of the key transition services provided by Triad include:
- Developing a customized transition plan suited to your unique business
- Ensuring that you and your staff are intimately familiar with Triad’s forms, policies and procedures
- Helping with the completion of licensing materials, including the U4
- Timely approval of business cards, letterhead and other marketing related materials
- Tracking your brokerage account transfers from start to finish
- Transition assistance to offset downtime during the conversion period
As the saying goes, “uncertainty breads opportunity.” Triad recognizes the importance of a timely and smooth transition and is committed to providing prompt and efficient ongoing service.
To view our Transition Guide, click here.
For more information, or to speak with a transition specialist, please contact us at 800-720-4003.